WorldTrade Online Stock Trading and Brokerage System

Account Forms (Legent Clearing)

Items that are not links are documents that must be provided by the applicant.
We require a copy of a valid driver's license or passport for each individual that has authorization to transact business on your account. Please contact your broker if you have any questions concerning the forms below.

Individual and Joint Accounts Application

Sole Proprietor/DBA Account

Account Application
Margin Agreement (optional)
Certificat of Sole Propietorship
Assumed Name Certificate (provided by your state)
Required only for entities doing business as other entities

Corporate Account

Application Packet (Domestic Account)
Application Packet (non-Domestic Account)
Corporate Resolution (in packet)
CIP Addendum.pdf (in packet)
Certificate of Sole Officer
Margin Agreement (optional)
Copy of Articles of Incorporation
Certificate of Organization or Corporate Charter

Limited Liability Company

Application Packet
Margin Agreement(optional)
LLC Resolution (in packet)
CIP Addendum.pdf (in packet)
Copy of Operating Agreement

Partnership Accounts

Tax Forms
Tax Form W9
Tax Form W8BEN

Trading Authorization
Full Trading Authorization
Limited Trading Authorization

Disclosure Documents
Business Contingency Plan
Customer ID Program Notice
Day Trading Risk Disclosure
Direct Communications
Email Disclaimer
Margin Disclosure Statement
Penny Stock Disclosure Statement

Adding Margin
Margin Agreement

Additional Forms
ACAT Form
Change of Address
Affidavit of Domicile
144 Broker's Letter (nonAffiliate)
144 Broker's Letter (Affiliate)
Form 144 Packet
144(b)(1) Seller's Letter (nonAffiliate) updated 11/05/2008
144(b)(1) Seller's Letter (Affiliate) updated 11/05/2008
Penny Stock Letter
Stock Bond Power
LOA Guidelines