Funding Your Account
  • Check Deposit
  • Stock Certificate Deposit
  • Wire Deposit
  • DTC Deposit
  • ACAT Deposit
  • Internal Transfer

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    Check Deposit:

    1. Penson Accounts

      2. Make Checks Payable to: PENSON FINANCIAL SERVICES, INC.
      The bank account the check is drawn from must be titled the same as your account with World Trade Financial Corporation. We cannot accept third-party check, cash, or money orders.
      Be sure to reference your account number on the check.

      Mail Check to:

      Penson Financial Services, Inc.
      Attn: Banking and Cashiering
      1700 Pacifica Avenue, Suite 1400
      Dallas, TX 75201

    2. Legent Clearing Accounts

      3. Make Checks Payable to: LEGENT CLEARING

      The bank account the check is drawn from must be titled the same as your account with World Trade Financial Corporation. We cannot accept third-party check, cash, or money orders.
      Be sure to reference your account number on the check.

      Mail Check to:

      Legent Clearing LLC.
      Attn: Cashering
      9300 Underwood Avenue, Suite 400
      Omaha, NE 68114-2685

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    Stock Certificate Deposit:
    Make sure that the back of the certificate is endorse or you have included a stock power. If you need a stock power, please refer to the forms section of this website or on the Stock Power Form (below). If you endorse the back of the stock certifcate you do not need to complete a stock power.

    Mail Stock Certicate to:

    World Trade Financial Corporation
    2010 Hancock Street, Second Level
    San Diego, CA 92110

    Stock Power Form
    Form 144 Packet
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    Wire Deposit:

    1. Penson Accounts

      2. JP Morgan Chase
      New York, New York
      ABA #021000021
      For Benefit of: Penson Financial Services, Inc., A/C #066600030
      For Further Benefit Of: Your Account Name & Account Number


    2. Legent Clearing Accounts

      3. Bank of New York
      ABA #021000018
      Swift #IRVTUS3N
      For Benefit Of: Legent Clearing, A/C #8900620633
      For Further Benefit Of: Your Account Name & Account Number


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    DTC Deposit:
    1. Penson Accounts

      2. DTC transfers are initiated from the sending firm. If you are transferring stock by means of a DTC, you must provide the sending firm the following information.

      Penson Financial Services, Inc.
      DTC #0234
      For Benefit Of: Your Account Name & Account Number

    2. Legent Accounts

      3. DTC transfers are initiated from the sending firm. If you are transferring stock by means of a DTC, you must provide the sending firm the following information.

      Legent Clearing
      DTC #0052
      For Benefit Of: Your Account Name & Account Number


      If the position that you are transferring by DTC is the only position in your account, you must ACAT the position rather than use a DTC.

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    ACAT Deposit:

    ACATs (Automated Customer Account Transfers) are initiated by World Trade Financial Corporation (the receiving brokerage firm). ACATs are used to transfer an account from one brokerage firm to another. Complete the ACAT form (below), include a copy of your most recent statement, and mail original to:

    World Trade Financial Corporation
    2010 Hancock Street, Second Level
    San Diego, CA 92110
    1. Penson Accounts

      2. ACAT Form


    2. Legent Clearing Accounts

      3. ACAT Form


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    Internal Transfer Deposit:

         Complete the Internal Transfer Form (below). Return original by mail to:

    World Trade Financial Corporation
    2010 Hancock Street, Second Level
    San Diego, CA 92110

    1. Penson Accounts

      2. LOA (Internal Tranfer Form) (Notary required)


    2. Legent Clearing Accounts

      3. Internal Transfer Form (Notary required)


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